-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SM4E1GK5rcLmn4t6rHPBJgGtJBNW5f4U1i7MWLPVkRP9WDdww2qdoHJqBZbG3mng jPVkw3totZ2F6G9Z10eUHg== 0001095811-00-001078.txt : 20000424 0001095811-00-001078.hdr.sgml : 20000424 ACCESSION NUMBER: 0001095811-00-001078 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20000421 GROUP MEMBERS: DONALD E. RUGG GROUP MEMBERS: SINGLETON GROUP LLC GROUP MEMBERS: WILLIAM W. SINGLETON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY TECHNOLOGIES INC CENTRAL INDEX KEY: 0001018963 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 251792394 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-46715 FILM NUMBER: 606595 BUSINESS ADDRESS: STREET 1: 1000 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4123942800 MAIL ADDRESS: STREET 1: 100 SIX PPG PLACE CITY: PITTSBURGH STATE: PA ZIP: 15222 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY TELEDYNE INC DATE OF NAME CHANGE: 19960716 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SINGLETON GROUP LLC CENTRAL INDEX KEY: 0001112049 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 335 N MAPLE DR STREET 2: STE 177 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 MAIL ADDRESS: STREET 1: 335 N MAPLE DR STREET 2: STE 177 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 SC 13G 1 SCHEDULE 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b)/1/ Allegheny Technologies, Inc. ---------------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------- (Title of Class of Securities) 01741R 10 2 ---------------------------------------------------------------- (CUSIP Number) April 13, 2000 ---------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ X ] Rule 13d-1(c) [ ] Rule 13d-1(d) (Continued on following pages) Page 1 of 7 Pages - ----------------------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 ------------------------- ------------------------- CUSIP No. 01741R 10 2 13G Page 2 of 7 Pages ------------------------- ------------------------- - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Singleton Group LLC, I.R.S. No. 95-4786924 - - ------------------------------------------------------------------------------ 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[X] (B)[ ] - - ------------------------------------------------------------------------------ 3 SEC USE ONLY - - ------------------------------------------------------------------------------ 4 CITIZEN OR PLACE OF ORGANIZATION Delaware - - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 ----------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 5,775,000 ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ----------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 5,775,000 - - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,775,000 - - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not Applicable - - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8% of outstanding shares (based on the number of shares outstanding as of March 15, 2000 as reported on Allegheny Technologies, Inc.'s Definitive Proxy Statement filed with the Securities and Exchange Commission ("SEC") on March 21, 2000). - - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON OO - - ------------------------------------------------------------------------------ -2- 3 ------------------------- ------------------------- CUSIP No. 01741R 10 2 13G Page 3 of 7 Pages ------------------------- ------------------------- - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON William W. Singleton - - ------------------------------------------------------------------------------ 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[X] (B)[ ] - - ------------------------------------------------------------------------------ 3 SEC USE ONLY - - ------------------------------------------------------------------------------ 4 CITIZEN OR PLACE OF ORGANIZATION United States - - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 0 ----------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 5,775,000 ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 0 ----------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 5,775,000 - - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,775,000 - - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not Applicable - - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8% of outstanding shares (based on the number of shares outstanding as of March 15, 2000 as reported on Allegheny Technologies, Inc.'s Definitive Proxy Statement filed with the SEC on March 21, 2000). - - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON IN - - ------------------------------------------------------------------------------ -3- 4 ------------------------- ------------------------- CUSIP No. 01741R 10 2 13G Page 4 of 7 Pages ------------------------- ------------------------- - - ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Donald E. Rugg - - ------------------------------------------------------------------------------ 2 CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP* (A)[X] (B)[ ] - - ------------------------------------------------------------------------------ 3 SEC USE ONLY - - ------------------------------------------------------------------------------ 4 CITIZEN OR PLACE OF ORGANIZATION United States - - ------------------------------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 158 ----------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 5,775,000 ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 158 ----------------------------------------------------------- PERSON WITH 8 SHARED DISPOSITIVE POWER 5,775,000 - - ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,775,158 - - ------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] Not Applicable - - ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.8% of outstanding shares (based on the number of shares outstanding as of March 15, 2000 as reported on Allegheny Technologies, Inc.'s Definitive Proxy Statement filed with the SEC on March 21, 2000). - - ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON IN - - ------------------------------------------------------------------------------ -4- 5 ------------------------- ------------------------- CUSIP No. 01741R 10 2 13G Page 5 of 7 Pages ------------------------- ------------------------- ITEM 1(a). NAME OF ISSUER. Allegheny Technologies, Inc. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES. 1000 Six PPG Place Pittsburgh, Pennsylvania 15222-5479 ITEMS 2(a) NAME OF PERSON FILING; ADDRESS OF AND 2(b). PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE. Singleton Group LLC 335 N. Maple Drive, Suite 177 Beverly Hills, California 90210 William W. Singleton 335 N. Maple Drive, Suite 177 Beverly Hills, California 90210 Donald E. Rugg 335 N. Maple Drive, Suite 177 Beverly Hills, California 90210 ITEM 2(c). CITIZENSHIP. The Singleton Group LLC is a Delaware limited liability company. William W. Singleton and Donald E. Rugg are United States citizens. ITEM 2(d). TITLE OF CLASS OF SECURITIES. Common Stock, $.10 par value per share. ITEM 2(e). CUSIP NUMBER. 01741R 10 2 ITEM 3. FILINGS PURSUANT TO RULES 13D-1(b) OR 13D-2(b): N/A. ITEM 4. OWNERSHIP. The Survivor's Trust of the Singleton Family Trust (the "TRUST") is transferring 5,775,000 shares (the "SHARES") of the common stock, $.10 par value per share (the "COMMON STOCK"), of Allegheny Technologies, Inc. (the "COMPANY") to the Singleton Group LLC, a Delaware limited liability company of which the Trust is the sole member. William W. Singleton, Donald E. Rugg, and Caroline W. Singleton (who is filing separately) share voting and dispositive power with respect to the Shares in their capacity as managers of the LLC and may be considered a group for the purposes of Section 13(d) of the Exchange Act. Each of the Singleton Group LLC, William W. Singleton, and Donald E. Rugg ("REPORTING PERSONS") may be deemed to beneficially own at least 5,775,000 shares of Common Stock, which constitute 6.8% of the outstanding shares of Common Stock (based on the number of shares outstanding as of March 15, 2000 as reported on Allegheny Technologies, Inc.'s Definitive Proxy Statement filed with the SEC on March 21, 2000). The Reporting Persons share voting and dispositive powers with respect to 5,775,000 shares of Common Stock. Donald E. Rugg owns an additional 158 shares of Common Stock directly, with respect to which he has sole voting and dispositive power. -5- 6 ------------------------- ------------------------- CUSIP No. 01741R 10 2 13G Page 6 of 7 Pages ------------------------- ------------------------- ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A. ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A. ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. [Signature Page Follows] -6- 7 ------------------------- ------------------------- CUSIP No. 01741R 10 2 13G Page 7 of 7 Pages ------------------------- ------------------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: April 19, 2000 Singleton Group LLC, a Delaware limited liability company By: /s/ CAROLINE W. SINGLETON ------------------------------------ Caroline W. Singleton, Manager /s/ WILLIAM W. SINGLETON ---------------------------------------- William W. Singleton /s/ DONALD E. RUGG ---------------------------------------- Donald E. Rugg -7- EX-7.1 2 EXHIBIT 7.1 1 AGREEMENT REGARDING JOINT FILING OF STATEMENT ON SCHEDULE 13G In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing on behalf of each of them of a Statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, par value $.10 per share, of Allegheny Technologies, Inc., a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(l)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Dated: As of April 19, 2000 Singleton Group, LLC, a Delaware limited liability company By: /s/ CAROLINE W. SINGLETON ------------------------------------ Caroline W. Singleton, Manager /s/ WILLIAM W. SINGLETON ---------------------------------------- William W. Singleton /s/ DONALD E. RUGG ---------------------------------------- Donald E. Rugg -8- -----END PRIVACY-ENHANCED MESSAGE-----